SEC Form 4 · accession 0001225208-15-007604
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Graves
Officer — Senior Vice President
Period of report
Mar 11, 2015
Accepted (ET)
Mar 11, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | M | 17,000 | $130.79 | A | 23,035 | D | |
| Common StockF1 | Mar 11, 2015 | S | 548 | $648.8609 | D | 22,487 | D | |
| Common StockF2 | Mar 11, 2015 | S | 2,252 | $648.2948 | D | 20,235 | D | |
| Common StockF3 | Mar 11, 2015 | S | 14,200 | $647.0396 | D | 6,035 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4,F5 | $130.79 | Mar 11, 2015 | M | 17,000 | D | — | Sep 23, 2018 | Common Stock | 17,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $648.76 -648.966 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $647.76 - $648.75 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $646.65 - $647.56 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F5Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.