SEC Form 4 · accession 0001225208-15-000075
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Rhodes III
Officer — Chairman, President & CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 2, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | A | 516 | $619.11 | A | 32,774 | D | |
| Common StockF1 | Dec 31, 2014 | A | 91 | $0.00 | A | 32,865 | D | |
| Common StockF2 | Dec 24, 2014 | G | 44 | $0.00 | A | 44 | I | As Trustee for Daughter's Trust |
| Common StockF2 | Dec 24, 2014 | G | 44 | $0.00 | A | 44 | I | As Trustee for son's trust |
| Common StockF2,F3 | Dec 24, 2014 | G | 396 | $0.00 | D | 11,115 | I | By Trust for Wife |
| Common Stock | holding | — | — | — | 847 | I | As Custodian for Daughter | |
| Common Stock | holding | — | — | — | 847 | I | As Custodian for Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to AutoZone, Inc. Fifth Amended and Restated Executive Stock Purchase Plan.
- F2The Amy P. Rhodes Living Trust, over which Mr. Rhodes has a power of attorney, made a gift of 396 shares to the following beneficiaries: (i) 44.0 shares to an irrevocable trust for his daughter, for which Mr. Rhodes serves as trustee; (ii) 44.0 shares to an irrevocable trust for his son; and (iii) 308.0 shares to separate irrevocable trusts for each of Mr. Rhodes' 7 nieces and nephews, who do not share Mr. Rhodes' household, but for which Mr Rhodes serves as trustee without any pecuniary interest, and Mr. Rhodes disclaims beneficial ownership in such shares.
- F3Shares were previously reported as directly beneficially owned. Shares were contributed to a living trust for the benefit of Mr. Rhodes' spouse, for which Mr. Rhodes has a power of attorney and retains an intrest as a contingent beneficiary.