SEC Form 4 · accession 0001140361-16-082977
ESCO TECHNOLOGIES INC · ESE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Phillippy
Director
Period of report
Oct 17, 2016
Accepted (ET)
Oct 18, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866706
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock EquivalentsF1 | — | Oct 17, 2016 | A | 16 | A | — | — | Common Stock | 16 | 9,103 | D |
Explanation of responses
- F1Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.
Remarks
Power of Attorney on file