SEC Form 4 · accession 0001209191-18-046901
ION GEOPHYSICAL CORP · IO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Lapeyre Jr.
Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 15, 2018 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| New Common StockF1 | Aug 14, 2018 | P | 10,000 | $16.02 | A | 42,850 | I | Joint account with adult child (J) |
| New Common Stock | Aug 14, 2018 | P | 10,000 | $16.10 | A | 42,850 | I | Joint account with adult child (K) |
| New Common Stock | Aug 14, 2018 | P | 7,500 | $16.10 | A | 41,202 | I | Joint account with adult child (S) |
| New Common StockF2 | Aug 15, 2018 | P | 10,000 | $15.39 | A | 172,773 | D | |
| New Common Stock | Aug 15, 2018 | P | 2,500 | $15.70 | A | 43,702 | I | Joint account with adult child (S) |
| New Common Stock | holding | — | — | — | 979,816 | I | Shares held by Laitram, LLC | |
| New Common Stock | holding | — | — | — | 699 | I | Co-Trustee for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $16.00 to $16.05, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $15.28 to $15.42, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Remarks
The Reporting Person disclaims beneficial ownership of all securities shown as indirectly owned by him.