SEC Form 4 · accession 0001209191-16-105174
ION GEOPHYSICAL CORP · IO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Lapeyre Jr.
Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2016 | A | 2,500 | $0.00 | A | 112,773 | D | |
| Common StockF2 | holding | — | — | — | 581,309 | I | Shares held by Laitram, LLC | |
| Common StockF2 | holding | — | — | — | 699 | I | Co-Trustee for Children | |
| Common StockF2 | holding | — | — | — | 32,850 | I | Joint account with adult child (J) | |
| Common StockF2 | holding | — | — | — | 32,850 | I | Joint account with adult child (K) | |
| Common StockF2 | holding | — | — | — | 33,702 | I | Joint account with adult child (S) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant issued pursuant to the ION Geophysical Corporation Amended and Restated 2013 Long Term Incentive Plan. Award will vest upon the one year anniversary of the date shown in Column 2.
- F2As adjusted for the one-for-fifteen reverse stock split completed on 02/04/2016.
Remarks
The reporting person disclaims beneficial ownership of all securities shown as indirectly owned by him.