SEC Form 5 · accession 0001209191-16-097988
ION GEOPHYSICAL CORP · IO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamey S Seely
Officer — EVP-Gen Counsel & Corp Sec'y
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 17, 2015 | P | 811 | $4.8907 | A | 11,074 | D | |
| Common StockF3,F4,F5 | Nov 19, 2015 | P | 1,020 | $6.81 | A | 12,094 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1To report shares omitted from original Form 4 filed on 11/19/2015; as adjusted for the one-for-fifteen reverse stock split effective on 02/05/2016.
- F2This transaction was executed in multiple trades at prices ranging from $4.884 to $4.8945, inclusive; as adjusted for the one-for-fifteen reverse split effective on 02/05/2016. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3To report shares omitted from original Form 4 filed on 11/20/2015, as adjusted for the one-for-fifteen reverse stock split effective on 02/05/2016.
- F4As adjusted for the one-for-fifteen reverse stock split effective on 02/05/2016.
- F5Effective as of February 5, 2016, ION's common stock was reduced on a one-for-fifteen basis pursuant to the issuer's reverse stock split. Accordingly, all shares reported in this report reflect the effect of the one-for-fifteen reverse stock split.