SEC Form 4 · accession 0001209191-15-081751
ION GEOPHYSICAL CORP · IO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Lapeyre Jr.
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | P | 389,300 | $0.4712 | A | 8,719,645 | I | Shares held by Laitram, LLC |
| Common Stock | holding | — | — | — | 1,654,113 | D | ||
| Common Stock | holding | — | — | — | 10,500 | I | Co-Trustee for Children | |
| Common Stock | holding | — | — | — | 492,752 | I | Joint account with adult child (J) | |
| Common Stock | holding | — | — | — | 492,752 | I | Joint account with adult child (K) | |
| Common Stock | holding | — | — | — | 505,533 | I | Joint account with adult child (S) | |
| Common Stock | holding | — | — | — | 450,100 | I | Shares held by S&J Lapeyre LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $0.4356 to $0.5000, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Remarks
The reporting person disclaims beneficial ownership of all securities shown as indirectly owned by him.