SEC Form 4 · accession 0001209191-15-043085
ION GEOPHYSICAL CORP · IO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Lapeyre Jr.
Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | P | 15,000 | $1.68 | A | 447,752 | I | Joint account with adult child (J) |
| Common StockF1 | May 14, 2015 | P | 45,000 | $1.8033 | A | 492,752 | I | Joint account with adult child (J) |
| Common StockF2 | May 13, 2015 | P | 15,000 | $1.6916 | A | 447,752 | I | Joint account with adult child (K) |
| Common StockF3 | May 14, 2015 | P | 45,000 | $1.7927 | A | 492,752 | I | Joint account with adult child (K) |
| Common StockF4 | May 13, 2015 | P | 15,000 | $1.7337 | A | 460,533 | I | Joint account with adult child (S) |
| Common StockF5 | May 14, 2015 | P | 45,000 | $1.8058 | A | 505,533 | I | Joint account with adult child (S) |
| Common Stock | holding | — | — | — | 1,579,113 | D | ||
| Common Stock | holding | — | — | — | 7,605,345 | I | Shares held by Laitram, LLC | |
| Common Stock | holding | — | — | — | 10,500 | I | Co-Trustee for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.80 to $1.81, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $1.68 to $1.71, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $1.79 to $1.80, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $1.70 to $1.75, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $1.79 to $1.82, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Remarks
The reporting person disclaims beneficial ownership of all securities shown as indirectly owned by him.