SEC Form 4 · accession 0000866273-18-000069
MATRIX SERVICE CO · MTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S Cavanah
Officer — VP Finance & CFO
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3 | Aug 27, 2018 | A | 11,100 | $0.00 | A | 112,297 | D | |
| COMMON STOCKF1,F4,F3 | Aug 27, 2018 | A | 2,640 | $0.00 | A | 114,937 | D | |
| COMMON STOCKF1,F5,F6 | Aug 29, 2018 | F | 2,042 | $21.325 | D | 112,895 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1MATRIX SERVICE COMPANY COMMON STOCK.
- F2RESTRICTED STOCK UNIT - EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF MATRIX SERVICE COMPANY COMMON STOCK IF AND WHEN THE CONDITIONS OF THE RESTRICTION HAVE BEEN SATISFIED. FOR THIS GRANT, 25% WILL VEST EACH YEAR FOR THE NEXT FOUR YEARS ON THE ANNIVERSARY DATES.
- F3NOT APPLICABLE.
- F4RESTRICTED STOCK UNIT - EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF MATRIX SERVICE COMPANY COMMON STOCK IF AND WHEN THE CONDITIONS OF THE RESTRICTION HAVE BEEN SATISFIED. THIS AWARD WAS EARNED UNDER THE COMPANY'S SHORT-TERM INCENTIVE COMPENSATION PLAN FOR FISCAL 2018 SAFETY PERFORMANCE AND WILL VEST ON THE FIRST ANNIVERSARY DATE OF THE AWARD.
- F5RESTRICTED STOCK UNIT AWARD - SHARES DISPOSED TO SATISFY TAX OBLIGATION DUE ON VEST DATE FOR TIME-BASED GRANT.
- F6INCLUDES 77,185 SHARES OF MATRIX SERVICE COMPANY COMMON STOCK OWNED OUTRIGHT.