SEC Form 4 · accession 0000866273-18-000027
MATRIX SERVICE CO · MTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F Montalbano
Officer — Chief Operating Officer
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 30, 2018 | M | 9,813 | $10.19 | A | 75,415 | D | |
| COMMON STOCKF1,F2 | May 30, 2018 | S | 9,813 | $19.5151 | D | 65,602 | D | |
| COMMON STOCKF1 | May 30, 2018 | M | 11,237 | $10.19 | A | 76,839 | D | |
| COMMON STOCKF1,F2,F3 | May 30, 2018 | S | 11,237 | $19.5151 | D | 65,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| INCENTIVE STOCK OPTION (RIGHT TO BUY)F1,F5,F4 | $10.19 | May 30, 2018 | M | 9,813 | D | — | Nov 17, 2021 | COMMON STOCK | 9,813 | 0 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1,F5,F4 | $10.19 | May 30, 2018 | M | 11,237 | D | — | Nov 17, 2021 | COMMON STOCK | 11,237 | 0 | D |
Explanation of responses
- F1MATRIX SERVICE COMPANY COMMON STOCK.
- F2THE PRICE REPORTED IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $19.50 TO $19.55, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO MATRIX SERVICE COMPANY, ANY SECURITY HOLDER OF MATRIX SERVICE COMPANY, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGE SET FORTH.
- F3INCLUDES 27,585 SHARES OF MATRIX SERVICE COMPANY COMMON STOCK OWNED OUTRIGHT.
- F4THE STOCK OPTION BECOMES 100% EXERCISABLE ON THE THIRD ANNIVERSARY DATE OF THE GRANT.
- F5NOT APPLICABLE.