SEC Form 4 · accession 0000866273-16-000290
MATRIX SERVICE CO · MTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Ryan
Officer — President, Matrix Service
Period of report
Dec 20, 2016
Accepted (ET)
Dec 21, 2016 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Dec 20, 2016 | M | 9,813 | $10.19 | A | 63,041 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| INCENTIVE STOCK OPTION (RIGHT TO BUY)F1,F4,F3 | $10.19 | Dec 20, 2016 | M | 9,813 | D | — | Nov 17, 2021 | COMMON STOCK | 9,813 | 0 | D |
Explanation of responses
- F1MATRIX SERVICE COMPANY COMMON STOCK.
- F2INCLUDES 46,213 SHARES OF MATRIX SERVICE COMPANY COMMON STOCK OWNED OUTRIGHT.
- F3THE STOCK OPTION BECAME 100% EXERCISABLE ON THE THIRD ANNIVERSARY DATE OF THE GRANT.
- F4NOT APPLICABLE.