SEC Form 4 · accession 0000866273-15-000082
MATRIX SERVICE CO · MTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S Cavanah
Officer — VP Finance & CFO
Period of report
Sep 18, 2015
Accepted (ET)
Sep 21, 2015 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 18, 2015 | M | 4,000 | $8.93 | A | 74,957 | D | |
| COMMON STOCKF1,F2,F3 | Sep 18, 2015 | S | 4,000 | $22.5913 | D | 70,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| INCENTIVE STOCK OPTION (RIGHT TO BUY)F1,F5,F4 | $8.93 | Sep 18, 2015 | M | 4,000 | D | — | Oct 21, 2015 | COMMON STOCK | 4,000 | 0 | D |
Explanation of responses
- F1MATRIX SERVICE COMPANY COMMON STOCK.
- F2THE PRICE REPORTED IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $22.5801 TO $22.64, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO MATRIX SERVICE COMPANY, ANY SECURITY HOLDER OF MATRIX SERVICE COMPANY, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGE SET FORTH.
- F3INCLUDES 38,863 SHARES OF MATRIX SERVICE COMPANY COMMON STOCK OWNED OUTRIGHT.
- F4THE STOCK OPTION BECOMES EXERCISABLE IN FIVE EQUAL ANNUAL INSTALLMENTS, COMMENCING ONE YEAR AFTER THE DATE OF THE GRANT.
- F5NOT APPLICABLE.