SEC Form 4 · accession 0000866273-15-000075
MATRIX SERVICE CO · MTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
I Edgar Hendrix
Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 11:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 2, 2015 | M | 5,000 | $8.93 | A | 39,429 | D | |
| COMMON STOCKF1,F2,F3 | Sep 2, 2015 | S | 5,000 | $22.5366 | D | 34,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1,F5,F4 | $8.93 | Sep 2, 2015 | M | 5,000 | D | — | Oct 21, 2015 | COMMON STOCK | 5,000 | 0 | D |
Explanation of responses
- F1MATRIX SERVICE COMPANY COMMON STOCK.
- F2THE PRICE REPORTED IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $22.4901 TO $22.5601, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO MATRIX SERVICE COMPANY, ANY SECURITY HOLDER OF MATRIX SERVICE COMPANY, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGE SET FORTH.
- F3INCLUDES 19,000 SHARES OF MATRIX SERVICE COMPANY COMMON STOCK OWNED OUTRIGHT.
- F4THE STOCK OPTION BECOMES EXERCISABLE IN TWO EQUAL ANNUAL INSTALLMENTS, COMMENCING ONE YEAR AFTER THE DATE OF THE GRANT.
- F5NOT APPLICABLE.