SEC Form 4 · accession 0000866273-15-000002
MATRIX SERVICE CO · MTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom E Maxwell
Director
Period of report
Jan 31, 2015
Accepted (ET)
Feb 2, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Jan 31, 2015 | M | 1,565 | — | A | 43,523 | D | |
| COMMON STOCKF1,F3 | Jan 31, 2015 | D | 1,565 | $19.20 | D | 41,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF2,F1 | — | Jan 31, 2015 | M | 1,565 | D | Jan 31, 2015 | Jan 31, 2015 | COMMON STOCK | 1,565 | 0 | D |
Explanation of responses
- F1MATRIX SERVICE COMPANY COMMON STOCK.
- F2EACH SHARE OF PHANTOM STOCK WAS THE ECONOMIC EQUIVALENT OF ONE SHARE OF MATRIX SERVICE COMPANY COMMON STOCK.
- F3INCLUDES 26,529 SHARES OF MATRIX SERVICE COMPANY COMMON STOCK OWNED OUTRIGHT.