SEC Form 4 · accession 0001140361-18-014354
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E McCabe
Officer — Exec VP and General Counsel
Period of report
Mar 19, 2018
Accepted (ET)
Mar 20, 2018 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 19, 2018 | S | 1,153 | $131.7935 | D | 7,633 | D | |
| Common StockF4,F3 | Mar 20, 2018 | S | 387 | $131.8275 | D | 7,246 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This transaction was executed in multiple trades at prices ranging from $131.77 to $131.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F34,373 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.
- F4This transaction was executed in multiple trades at prices ranging from $131.78 to $131.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.