SEC Form 4 · accession 0001140361-18-014155
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake E Larson
Officer — Chief Operating Officer
Period of report
Mar 17, 2018
Accepted (ET)
Mar 19, 2018 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 17, 2018 | F | 871 | $131.90 | D | 49,592 | D | |
| Common StockF3 | holding | — | — | — | 19,000 | I | By Family Trust | |
| Common StockF4 | holding | — | — | — | 631 | I | By Spousal Trust | |
| Common StockF5 | holding | — | — | — | 184 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to pay taxes applicable to the vesting of restricted stock.
- F211,183 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.
- F3These shares are held in a family trust, of which the reporting person's spouse and children are the beneficiaries and the reporting person is the settlor and trustee.
- F4These shares are held in a trust of which the reporting person's spouse is the trustee and the reporting person is the beneficiary.
- F5These shares represent the reporting person's proportional interest as a beneficiary of a family trust.