SEC Form 4 · accession 0001140361-18-013235
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Thompson
Officer — President and CEO · Director
Period of report
Mar 10, 2018
Accepted (ET)
Mar 13, 2018 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2018 | G | 5,000 | $0.00 | D | 97,060 | D | |
| Common StockF3 | Mar 10, 2018 | F | 2,003 | $132.31 | D | 95,057 | D | |
| Common Stock | holding | — | — | — | 10,147 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,380 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following this transaction, 28,042 of these shares were subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.
- F2Shares withheld to pay taxes applicable to the vesting of restricted stock.
- F323,601 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.