SEC Form 4/A · accession 0001140361-18-010913
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott L Lehr
Officer — EVP, Pres Flight Sys Grp
Period of report
Feb 21, 2018
Accepted (ET)
Feb 28, 2018 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 21, 2018 | F | 1,211 | $131.80 | D | 16,829 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original Form 4 filed on February 23, 2018 reported that 1,227 shares were withheld from the payment of a performance share award for taxes. This amended Form 4 corrects the number of shares withheld as 1,211.
- F2Following this transaction, 7,337 of these shares were subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.