SEC Form 4 · accession 0001140361-18-009926
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio L Elias
Officer — Executive VP and CTO
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 21, 2018 | A | 3,530 | $0.00 | A | 86,273 | D | |
| Common StockF2 | Feb 21, 2018 | F | 1,082 | $131.80 | D | 85,191 | D | |
| Common Stock | holding | — | — | — | 2,731 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired represent payment of a performance share award (PSA) under the Issuer's 2005 Stock Incentive Plan, and shares disposed represent shares withheld from the PSA to pay withholding taxes.
- F25,745 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.