SEC Form 5 · accession 0001140361-18-005407
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald T Kadish
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 6, 2018 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 17, 2016 | G | 1,043 | $0.00 | D | 2,656 | D | |
| Common Stock | Aug 17, 2016 | G | 1,043 | $0.00 | A | 14,409 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift to the reporting person's trust, of which both he and his wife are trustees and beneficiaries (the reporting person previously disclosed in a Form 4 dated 8/10/2017 that his beneficial ownership of these shares had changed from direct to indirect since the date of his preceding Form 4).
- F21,133 of these shares are subject to certain restrictions (including possible forfeiture) applicable to restricted stock awards under the Issuer's 2015 Stock Incentive Plan.