SEC Form 4 · accession 0001140361-18-005405
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Thompson
Officer — President and CEO · Director
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 11, 2017 | G | 2,000 | $0.00 | D | 92,648 | D | |
| Common StockF1,F2 | Aug 14, 2017 | G | 500 | $0.00 | D | 92,148 | D | |
| Common StockF1,F2 | Oct 15, 2017 | G | 1,000 | $0.00 | D | 91,148 | D | |
| Common StockF1,F2 | Jan 30, 2018 | G | 5,000 | $0.00 | D | 86,148 | D | |
| Common StockF1,F3 | Feb 2, 2018 | A | 9,555 | $0.00 | A | 95,703 | D | |
| Common Stock | holding | — | — | — | 10,147 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,374 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the date of the reporting person's last Form 4, 4,922 indirectly-held shares were transferred from his trust to his brokerage account and those shares became directly held.
- F2Following this transaction, 21,481 of these shares were subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.
- F331,036 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.