SEC Form 4 · accession 0001140361-18-000552
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harrison H Schmitt
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 2, 2018 | S | 1,500 | $131.60 | D | 11,585 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F21,133 of these shares are subject to certain restrictions (including possible forfeiture) applicable to restricted stock awards under the Issuer's 2015 Stock Incentive Plan.