SEC Form 4 · accession 0001140361-17-032343
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank L. Culbertson Jr.
Officer — Executive Vice President
Period of report
Aug 10, 2017
Accepted (ET)
Aug 15, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2017 | I | 3 | $106.75 | D | 0 | I | By 401(k) Plan |
| Common StockF1 | holding | — | — | — | 21,034 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F15,132 of these shares are subject to certain restrictions (including possible forfeiture) applicable to restricted stock awards under the Issuer's stock incentive plans.