SEC Form 4 · accession 0001140361-17-032169
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Roche
Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2017 | A | 1,133 | $0.00 | A | 1,133 | D | |
| Common StockF2 | holding | — | — | — | 15,291 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are subject to certain restrictions (including possible forfeiture) applicable to restricted stock awards under the Issuer's 2015 Stock Incentive Plan.
- F2Since the date of the reporting person's last Form 4 report, 2,190 directly-held restricted shares vested and were transferred to his trust.