SEC Form 4 · accession 0001140361-17-028606
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Thompson
Officer — President and CEO · Director
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 21, 2017 | F | 3,213 | $103.25 | D | 89,726 | D | |
| Common Stock | holding | — | — | — | 10,147 | I | By Spouse | |
| Common Stock | holding | — | — | — | 4,922 | I | By Trust | |
| Common Stock | holding | — | — | — | 2,363 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares forfeited to meet tax withholding obligation in connection with the vesting of a previous grant of restricted stock units.