SEC Form 4 · accession 0001140361-17-018643
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Hanisee
Director
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2017 | M | 1,147 | — | A | 26,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1,F3 | $0.00 | May 4, 2017 | M | 1,147 | D | May 4, 2017 | May 4, 2017 | Common Stock | 1,147 | 0 | D |
Explanation of responses
- F1Deferred Stock Units converted into common stock on a one-for-one basis.
- F2The reporting person previously elected to defer the receipt of 1,147 shares of common stock, granted pursuant to the Non-Employee Director Stock Program under the Issuer's 2015 Stock Incentive Plan, until May 4, 2017.
- F3These 1,147 Deferred Stock Units were settled 100% in common stock on May 4, 2017.