SEC Form 4 · accession 0001140361-17-017654
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harrison H Schmitt
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 28, 2017 | S | 1,000 | $99.0103 | D | 12,452 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This transaction was executed at prices ranging from $98.65 to $99.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F31,147 of these shares are subject to certain restrictions (including possible forfeiture) applicable to restricted stock awards under the Issuer's 2015 Stock Incentive Plan.