SEC Form 4 · accession 0001140361-17-010003
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garrett E Pierce
Officer — CFO
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | A | 4,277 | $0.00 | A | 76,782 | D | |
| Common Stock | holding | — | — | — | 2,180 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $93.51 | Feb 27, 2017 | A | 8,173 | A | — | Feb 27, 2027 | Common Stock | 8,173 | 8,173 | D |
Explanation of responses
- F1Options become exercisable in three equal annual installments beginning February 27, 2018.