SEC Form 4/A · accession 0001140361-17-006335
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert M Hanisee
Director
Period of report
Dec 9, 2016
Accepted (ET)
Feb 13, 2017 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 9, 2016 | G | 1,160 | $0.00 | D | 25,840 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is filed solely to change the "A" to a "D" (i.e., the reporting person made a gift of common stock, which was a disposal of securities) and report the price of the gifted shares as $0.
- F2Includes a one-share reduction reflecting the reporting person's receipt on 2/9/2015 of cash in lieu of fractional shares of Orbital ATK, Inc. common stock pursuant to the Transaction Agreement among Alliant Techsystems, Inc. (renamed Orbital ATK, Inc.) ("Orbital ATK"), Vista Merger Sub Inc., Vista Outdoor Inc. (formerly known as Vista SpinCo Inc.) and Orbital Sciences Corporation ("Orbital"), pursuant to which each share of Orbital common stock was converted into 0.449 shares of Orbital ATK common stock and cash payable in lieu of fractional shares of Orbital ATK common stock.