SEC Form 4 · accession 0001140361-17-006235
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Thompson
Officer — President and CEO · Director
Period of report
Apr 27, 2016
Accepted (ET)
Feb 13, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2016 | G | 1,000 | $0.00 | D | 93,760 | D | |
| Common StockF1 | Nov 18, 2016 | G | 1,000 | $0.00 | D | 92,760 | D | |
| Common Stock | holding | — | — | — | 4,922 | I | By Trust | |
| Common Stock | holding | — | — | — | 10,147 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,348 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes a two-share reduction reflecting the reporting person's receipt on 2/9/2015 of cash in lieu of fractional shares of Orbital ATK, Inc. common stock pursuant to the Transaction Agreement among Alliant Techsystems, Inc. (renamed Orbital ATK, Inc.) ("Orbital ATK"), Vista Merger Sub Inc., Vista Outdoor Inc. (formerly known as Vista SpinCo Inc.) and Orbital Sciences Corporation ("Orbital"), pursuant to which each share of Orbital common stock was converted into 0.449 shares of Orbital ATK common stock and cash payable in lieu of fractional shares of Orbital ATK common stock.