SEC Form 4/A · accession 0001140361-16-065526
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert M Hanisee
Director
Period of report
May 4, 2016
Accepted (ET)
May 16, 2016 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F3,F2 | — | May 4, 2016 | A | 551 | A | — | — | Common Stock | 551 | 1,189 | D |
Explanation of responses
- F1The Phantom Stock is represented by share units accrued under the Issuer's Deferred Fee Plan for Non-Employee Directors that are to be settled 100% in cash in annual installments starting on the first business day of the year after the reporting person ceases to be a director of the Issuer.
- F21-for-1 (each Phantom Stock Unit is the economic equivalent of one share of Common Stock).
- F3This amended Form 4 report corrects the number of Phantom Stock Units acquired and the number of Phantom Stock Units beneficially owned following the reported transaction.