SEC Form 4/A · accession 0001140361-16-059485
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David W Thompson
Officer — President and CEO · Director
Period of report
Mar 17, 2016
Accepted (ET)
Mar 30, 2016 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2016 | A | 12,086 | $0.00 | A | 107,255 | D | |
| Common StockF1 | holding | — | — | — | 4,922 | I | By Trust | |
| Common Stock | holding | — | — | — | 10,147 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,314 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is filed solely to include this indirect holding, which was inadvertently omitted from the original report.