SEC Form 4 · accession 0001140361-16-058532
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garrett E Pierce
Officer — CFO
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2016 | A | 5,035 | $0.00 | A | 77,500 | D | |
| Common Stock | holding | — | — | — | 2,149 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $79.43 | Mar 17, 2016 | A | 9,741 | A | — | Mar 17, 2026 | Common Stock | 9,741 | 9,741 | D |
Explanation of responses
- F1Options become exercisable in three equal annual installments beginning March 17, 2017.