SEC Form 4 · accession 0001140361-15-044678
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank L. Culbertson Jr.
Officer — Executive Vice President
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | S | 500 | $83.1399 | D | 32,881 | D | |
| Common StockF2 | holding | — | — | — | 1,709 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed at prices ranging from $83.12 to $83.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Based on a plan statement dated September 30, 2015.