SEC Form 4 · accession 0001140361-15-023417
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harrison H Schmitt
Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 2,245 | $28.91 | A | 14,507 | D | |
| Common StockF1 | Jun 3, 2015 | S | 2,245 | $74.6412 | D | 12,262 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy) | $28.91 | Jun 3, 2015 | M | 2,245 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 2,245 | 0 | D |
Explanation of responses
- F1This transaction was executed at prices ranging from $74.64 to $74.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.