SEC Form 4 · accession 0001140361-15-018573
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Roche
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | M | 2,245 | $21.63 | A | 2,245 | D | |
| Common Stock | May 6, 2015 | F | 666 | $72.93 | D | 1,579 | D | |
| Common Stock | holding | — | — | — | 10,027 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $21.63 | May 6, 2015 | M | 2,245 | D | May 31, 2006 | May 31, 2015 | Common Stock | 2,245 | 0 | D |
Explanation of responses
- F1Shares withheld by the company to satisfy exercise price.