SEC Form 4 · accession 0001140361-15-011605
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garrett E Pierce
Officer — CFO
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | A | 5,550 | $0.00 | A | 81,366 | D | |
| Common Stock | holding | — | — | — | 2,127 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $72.06 | Mar 10, 2015 | A | 9,747 | A | — | Mar 10, 2025 | Common Stock | 9,747 | 9,747 | D |
Explanation of responses
- F1Options become exercisable in three equal annual installments beginning March 10, 2016.