SEC Form 4 · accession 0001104659-16-159996
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roman Martinez IV
Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 1, 2016 · 12:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Dec 1, 2016 | A | 26 | A | — | — | Common Stock | 26 | 7,512 | D |
Explanation of responses
- F1These securities were acquired through the deemed reinvestment of dividend equivalents in the form of additional Phantom Stock Units credited to the reporting person's account under the Issuer's Deferred Fee Plan for Non-Employee Directors. The Phantom Stock Units are to be settled 100% in cash after the reporting person ceases to be a director of the Issuer.
- F21-for-1.