SEC Form 4 · accession 0001104659-16-104954
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Kahn
Officer — EVP, Pres Defense SYS Grp
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 10, 2016 | F | 368 | $77.24 | D | 36,598 | D | |
| Common StockF3 | Mar 11, 2016 | F | 131 | $77.33 | D | 36,467 | D | |
| Common Stock | holding | — | — | — | 406 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to pay taxes applicable to the vesting of restricted stock.
- F2Following this transaction, 2,878 of these shares were subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s (formerly Alliant Techsystems Inc.'s) 2005 Stock Incentive Plan.
- F3Following this transaction, 2,503 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s (formerly Alliant Techsystems Inc.'s) 2005 Stock Incentive Plan.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney