SEC Form 4 · accession 0001104659-15-056894
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roman Martinez IV
Director
Period of report
Aug 5, 2015
Accepted (ET)
Aug 6, 2015 · 10:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2,F3 | $0.00 | Aug 5, 2015 | A | 1,043 | A | — | — | Common Stock | 1,043 | 13,286 | D |
Explanation of responses
- F1The reporting person has elected to defer the receipt of 1,043 shares of common stock granted pursuant to the Non-Employee Director Stock Program under the Issuer's 2015 Stock Incentive Plan.
- F2Converts to common stock 1-for-1.
- F3The deferred stock units are to be settled 100% in common stock as soon as practicable after the reporting person ceases to be a director of the Issuer.