SEC Form 4 · accession 0001104659-15-049776
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L Lehr
Officer — EVP, Pres Flight Sys Grp
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | A | 820 | $0.00 | A | 7,319 | D | |
| Common StockF2 | holding | — | — | — | 438 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $73.13 | Jul 1, 2015 | A | 1,443 | A | — | Jul 1, 2025 | Common Stock | 1,443 | 1,443 | D |
Explanation of responses
- F14,551 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s (formerly Alliant Techsystems Inc.'s) 2005 Stock Incentive Plan.
- F2Based on a plan statement dated March 31, 2015.
- F3Options become exercisable in three equal annual installments beginning July 1, 2016.