SEC Form 4/A · accession 0001104659-15-028942
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael A Kahn
Officer — EVP, Pres Defense Sys Grp
Period of report
Feb 9, 2015
Accepted (ET)
Apr 21, 2015 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 9, 2015 | A | 550 | — | A | 31,647 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original Form 4 has been amended for the purpose of reporting this transaction. The reporting person acquired these shares pursuant to the Transaction Agreement among Alliant Techsystems Inc. (renamed Orbital ATK, Inc.) ("Orbital ATK"), Vista Merger Sub Inc., Vista Outdoor Inc. (formerly known as Vista SpinCo Inc.) and Orbital Sciences Corporation ("Orbital") (the "Transaction Agreement"), pursuant to which each share of Orbital common stock was converted into 0.449 shares of Orbital ATK common stock and cash payable in lieu of fractional shares of Orbital ATK common stock. The reporting person had purchased his now-converted Orbital shares in 2003 and 2006 through a brokerage firm. The market value of Orbital ATK common stock was $63.94 per share based on the opening price per share of Orbital ATK common stock on the first day of trading following the Merger (as defined in the Transaction Agreement).
- F2At the time of this reported transaction, 3,943 of these shares were subject to certain restrictions including possible forfeiture under Orbital ATK's (formerly Alliant Techsystems Inc.'s) 2005 Stock Incentive Plan. In addition, this total has been adjusted to include 182 shares in paper certificate form that the reporting person has owned since 2002 and were inadvertently not included in previous totals.