SEC Form 4 · accession 0001104659-15-019276
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Kahn
Officer — EVP, Pres Defense Sys Grp
Period of report
Mar 11, 2015
Accepted (ET)
Mar 12, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 11, 2015 | F | 134 | $73.79 | D | 33,282 | D | |
| Common StockF3 | holding | — | — | — | 404 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to pay taxes applicable to the vesting of restricted stock.
- F24,833 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s (formerly Alliant Techsystems Inc.'s) 2005 Stock Incentive Plan.
- F3Based on a plan statement dated December 31, 2014.