SEC Form 4/A · accession 0001140361-15-021610
CELADON GROUP INC · CGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen Russell
Director · Other
Period of report
May 14, 2015
Accepted (ET)
May 22, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | M | 104,934 | $8.67 | A | 456,619 | D | |
| Common StockF2 | holding | — | — | — | 25,470 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F1,F3 | $8.67 | May 14, 2015 | M | 104,934 | D | — | Oct 26, 2017 | Common Stock | 104,934 | 0 | D |
Explanation of responses
- F1This Form 4 amendment corrects the details of the incentive stock options exercised as indicated in the Form 4 previously filed on May 18, 2015, which incorrectly reported the number of incentive stock options exercised.
- F2The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3The option to purchase became exercisable in increments of twenty-five percent (25%) on each of 10/26/2008, 10/26/2009, 10/26/2010, and 10/26/2011.