SEC Form 4 · accession 0001140361-15-010829

CELADON GROUP INC · CGI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · Other

Period of report

May 1, 2013

Accepted (ET)

Mar 6, 2015 · 6:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000865941

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock	May 1, 2013	G	1,000	$0.00	D	587,581	D
Common stock	Aug 1, 2013	G	1,800	$0.00	D	585,781	D
Common Stock	Aug 8, 2013	G	3,000	$0.00	D	582,781	D
Common Stock	Sep 19, 2013	G	16,200	$0.00	D	566,581	D
Common Stock	Nov 12, 2013	G	12,500	$0.00	D	554,081	D
Common Stock	Nov 21, 2013	G	7,750	$0.00	D	546,331	D
Common Stock	Nov 25, 2013	G	4,750	$0.00	D	541,581	D
Common Stock	Dec 10, 2013	G	500	$0.00	D	541,081	D
Common Stock	Dec 12, 2013	G	2,000	$0.00	D	539,081	D
Common Stock	Dec 17, 2013	G	1,500	$0.00	D	537,581	D
Common Stock	Dec 18, 2013	G	600	$0.00	D	536,981	D
Common Stock	Dec 20, 2013	G	500	$0.00	D	536,481	D
Common Stock	Dec 24, 2013	G	1,400	$0.00	D	535,081	D
Common Stock	Dec 28, 2014	G	21,300	$0.00	D	513,781	D
Common Stock	Mar 11, 2014	G	2,000	$0.00	D	511,781	D
Common Stock	Mar 20, 2014	G	1,000	$0.00	D	510,781	D
Common Stock	Mar 26, 2014	G	1,600	$0.00	D	509,181	D
Common Stock	Apr 14, 2014	G	250	$0.00	D	508,931	D
Common Stock	Jul 16, 2014	G	600	$0.00	D	508,331	D
Common Stock	Aug 12, 2014	G	500	$0.00	D	507,831	D
Common Stock	Oct 7, 2014	G	500	$0.00	D	507,331	D
Common Stock	Nov 19, 2014	G	500	$0.00	D	506,831	D
Common Stock	Dec 5, 2014	G	5,500	$0.00	D	501,331	D
Common Stock	Mar 3, 2015	M	83,500	$12.81	A	584,831	D
Common Stock	Mar 3, 2015	M	94,000	$9.86	A	678,831	D
Common Stock	Mar 3, 2015	M	48,350	$8.67	A	727,181	D
Common Stock^F1	Mar 3, 2015	S	55,040	$25.22	D	672,141	D
Common Stock	Mar 3, 2015	S	3,468	$24.34	D	668,673	D
Common Stock^F2	Mar 4, 2015	S	167,342	$25.01	D	501,331	D
Common Stock^F3	holding	—	—		—	25,470	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)	$12.81	Mar 3, 2015	M	83,500	D	Jan 12, 2010	Jan 12, 2016	Common Stock	83,500	0	D
Employee Stock Option (Right to Buy)^F4	$9.86	Mar 3, 2015	M	94,000	D	Dec 6, 2012	Jan 26, 2020	Common Stock	94,000	0	D
Employee Stock Option (Right to Buy)	$8.67	Mar 3, 2015	M	48,350	D	Oct 26, 2011	Oct 26, 2017	Common Stock	48,350	104,934	D

F1Price reflects a weighted average sale price for multiple transactions ranging from $25.10 to $25.50 per share, inclusive. This reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.
F2Price reflects a weighted average sale price for multiple transactions ranging from $25.00 to $25.10 per share, inclusive. This reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.
F3The total amount of securities owned by the reporting person's spouse reflects 1,530 shares fewer than previously reported. While conducting a review of ownership records, it was determined that a discrepancy existed in ownership records of the reporting person's spouse. The reduction of these shares corrects this discrepancy. The reporting person has been unable to confirm when the discrepancy arose. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4On December 6, 2012, the Compensation Committee of the Board of Directors of the issuer voted to accelerate the vesting of all the reporting person's outstanding unvested stock options.