SEC Form 4 · accession 0001638599-17-000145
CASCADE BANCORP · CACB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Gianotti
Officer — EVP/Ch Risk Officer
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 525 | $5.70 | A | 27,838 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $5.70 | Feb 1, 2017 | M | 525 | A | Mar 16, 2013 | Mar 16, 2020 | Common Stock | 525 | 0 | D |
Explanation of responses
- F1Stock Options granted 3-16-2010