SEC Form 4 · accession 0001567619-19-004916
Monster Beverage Corp · MNST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hilton H Schlosberg
Officer — Vice Chairman and President · Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | M | 16,830 | $5.94 | A | 74,213 | D | |
| Common StockF1 | Feb 14, 2019 | M | 566,340 | $5.94 | A | 2,279,410 | I | By Hilrod Holdings XVI, L.P. |
| Common StockF1 | Feb 14, 2019 | F | 247,224 | $58.63 | D | 2,032,186 | I | By Hilrod Holdings XVI, L.P. |
| Common StockF1 | holding | — | — | — | 5,645,568 | I | By Brandon Limited Partnership No. 1 | |
| Common StockF1 | holding | — | — | — | 29,386,944 | I | By Brandon Limited Partnership No. 2 | |
| Common StockF1 | holding | — | — | — | 104,772 | I | By Hilrod Holdings IV, L.P. | |
| Common StockF1 | holding | — | — | — | 214,284 | I | By Hilrod Holdings V, L.P. | |
| Common StockF1 | holding | — | — | — | 323,700 | I | By Hilrod Holdings VI, L.P. | |
| Common StockF1 | holding | — | — | — | 120,216 | I | By Hilrod Holdings VII, L.P. | |
| Common StockF1 | holding | — | — | — | 568,584 | I | By Hilrod Holdings VIII, L.P. | |
| Common StockF1 | holding | — | — | — | 453,444 | I | By Hilrod Holdings IX, L.P. | |
| Common StockF1 | holding | — | — | — | 249,918 | I | By Hilrod Holdings X, L.P. | |
| Common StockF1 | holding | — | — | — | 505,242 | I | By Hilrod Holdings XI, L.P. | |
| Common StockF1 | holding | — | — | — | 327,186 | I | By Hilrod Holdings XII, L.P. | |
| Common StockF1 | holding | — | — | — | 1,440,954 | I | By Hilrod Holdings XIII, L.P. | |
| Common StockF1 | holding | — | — | — | 186,790 | I | By Hilrod Holdings XIV, L.P. | |
| Common StockF1 | holding | — | — | — | 4,176 | I | By Hilrod Holdings XV, L.P. | |
| Common StockF1 | holding | — | — | — | 2,000,000 | I | By Hilrod Holdings XVII, L.P. | |
| Common StockF1 | holding | — | — | — | 600,000 | I | By Hilrod Holdings XIX, L.P. | |
| Common StockF1 | holding | — | — | — | 90,204 | I | By RCS 2008 GRAT #2 | |
| Common StockF1 | holding | — | — | — | 231,363 | I | By RCS 2009 GRAT #2 | |
| Common StockF1 | holding | — | — | — | 105,486 | I | By RCS Direct 2010 GRAT | |
| Common StockF1 | holding | — | — | — | 4,836 | I | By RCS Direct 2010 GRAT #2 | |
| Common StockF1 | holding | — | — | — | 1,639,842 | I | By RCS 2010 GRAT #3 | |
| Common StockF1 | holding | — | — | — | 80,598 | I | By RCS Direct 2011 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $5.94 | Feb 14, 2019 | M | 16,830 | D | — | Dec 1, 2019 | Common Stock | 16,830 | 0 | D |
| Employee Stock Option (right to buy)F1,F2 | $5.94 | Feb 14, 2019 | M | 283,170 | D | — | Dec 1, 2019 | Common Stock | 283,170 | 0 | I |
| Employee Stock Option (right to buy)F2,F3 | $17.99 | holding | — | — | — | — | Jun 3, 2023 | Common Stock | — | 11,118 | D |
| Employee Stock Option (right to buy)F1,F2,F3 | $17.99 | holding | — | — | — | — | Jun 3, 2023 | Common Stock | — | 408,882 | I |
| Employee Stock Option (right to buy)F1,F2,F3 | $17.99 | holding | — | — | — | — | Jun 3, 2023 | Common Stock | — | 210,000 | I |
| Employee Stock Option (right to buy)F2,F3 | $23.35 | holding | — | — | — | — | Mar 14, 2024 | Common Stock | — | 4,281 | D |
| Employee Stock Option (right to buy)F1,F2,F3 | $23.35 | holding | — | — | — | — | Mar 14, 2024 | Common Stock | — | 420,000 | I |
| Employee Stock Option (right to buy)F1,F2,F3 | $23.35 | holding | — | — | — | — | Mar 14, 2024 | Common Stock | — | 205,719 | I |
| Employee Stock Option (right to buy)F2,F3 | $45.16 | holding | — | — | — | — | Mar 13, 2025 | Common Stock | — | 2,214 | D |
| Employee Stock Option (right to buy)F1,F2,F3 | $45.16 | holding | — | — | — | — | Mar 13, 2025 | Common Stock | — | 79,200 | I |
| Employee Stock Option (right to buy)F1,F2,F3 | $45.16 | holding | — | — | — | — | Mar 13, 2015 | Common Stock | — | 156,186 | I |
| Employee Stock Option (right to buy)F4,F3 | $43.99 | holding | — | — | — | — | Mar 14, 2026 | Common Stock | — | 105,000 | D |
| Employee Stock Option (right to buy)F1,F2,F3 | $43.99 | holding | — | — | — | — | Mar 14, 2026 | Common Stock | — | 210,000 | I |
| Employee Stock Option (right to buy)F5,F3 | $46.27 | holding | — | — | — | — | Mar 14, 2027 | Common Stock | — | 203,666 | D |
| Employee Stock Option (right to buy)F1,F2,F3 | $46.27 | holding | — | — | — | — | Mar 14, 2027 | Common Stock | — | 101,834 | I |
| Employee Stock Option (right to buy)F6,F3 | $58.73 | holding | — | — | — | — | Mar 14, 2028 | Common Stock | — | 264,000 | D |
| Restricted Stock UnitsF7,F8,F9,F3 | — | holding | — | — | — | — | — | Common Stock | — | 39,000 | D |
| Restricted Stock UnitsF7,F10,F9,F3 | — | holding | — | — | — | — | — | Common Stock | — | 77,400 | D |
| Restricted Stock UnitsF7,F11,F9,F3 | — | holding | — | — | — | — | — | Common Stock | — | 102,200 | D |
Explanation of responses
- F1The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P., Hilrod Holdings XVI, L.P., Hilrod Holdings XVII, L.P., Hilrod Holdings XVIII, L.P. and Hilrod Holdings XIX, L.P. The reporting person is the trustee of RCS 2008 GRAT #2, RCS 2009 GRAT #2, RCS Direct 2010 GRAT, RCS Direct 2010 GRAT #2, RCS 2010 GRAT #3 and RCS Direct 2011 GRAT.
- F10The restricted stock units vest in two equal installments on March 14, 2019 and 2020.
- F11The restricted stock units vest in three equal installments on March 14, 2019, 2020 and 2021.
- F2The options are currently vested.
- F3No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
- F4The remaining options vest on March 14, 2019.
- F5The remaining options vest in two equal installments on March 14, 2019 and 2020.
- F6The options vest in three equal installments on March 14, 2019, 2020 and 2021.
- F7The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
- F8The remaining restricted stock units vest on March 14, 2019.
- F9Not applicable.