SEC Form 4 · accession 0001140361-16-057996
Monster Beverage Corp · MNST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Hall
Officer — Chief Marketing Officer - MEC · Director
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 263,936 | D | ||
| Common StockF1 | holding | — | — | — | 5,000 | I | By MJCF Hall Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $131.96 | Mar 14, 2016 | A | 30,000 | A | — | Mar 14, 2026 | Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option (right to buy)F2,F3 | $17.82 | holding | — | — | — | — | Dec 1, 2019 | Common Stock | — | 80,000 | D |
| Employee Stock Option (right to buy)F2,F3 | $26.26 | holding | — | — | — | — | Dec 1, 2020 | Common Stock | — | 40,000 | D |
| Employee Stock Option (right to buy)F4,F3 | $47.13 | holding | — | — | — | — | Mar 14, 2023 | Common Stock | — | 90,000 | D |
| Employee Stock Option (right to buy)F5,F3 | $70.06 | holding | — | — | — | — | Mar 14, 2024 | Common Stock | — | 30,000 | D |
| Employee Stock Option (right to buy)F6,F3 | $135.48 | holding | — | — | — | — | Mar 13, 2025 | Common Stock | — | 100,000 | D |
| Restricted Stock UnitsF8,F9,F10,F3 | — | holding | — | — | — | — | — | Common Stock | — | 5,000 | D |
Explanation of responses
- F1The reporting person serves as co-trustee of the MJCF Hall Family Trust.
- F10Not applicable.
- F2The options are currently vested.
- F3No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
- F4The options are currently vested with respect to 35,000 shares. The remaining options vest in two installments as follows: 25,000 shares on March 14, 2017; 30,000 shares on March 14, 2018.
- F5The options are currently vested with respect to 7,500 shares. The remaining options vest in three installments as follows: 6,000 shares on March 14, 2017; 7,500 shares on March 14, 2018; 9,000 shares on March 14, 2019. The options will become exercisable on the one year anniversary from the date on which they vested.
- F6The options are currently vested with respect to 20,000 shares. The remaining options vest in four equal installments on March 13, 2017, 2018, 2019 and 2020.
- F7Granted March 14, 2016 pursuant to the Company's 2011 Stock Option Plan (which is a Rule 16b-3(d)(1) plan) and Equity Grant Procedures. The options vest in three equal installments on March 14, 2017, 2018 and 2019.
- F8The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
- F9The remaining restricted stock units vest on September 1, 2016.