SEC Form 4 · accession 0001104659-15-043711
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura A Derba
Officer — Regional President
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | S | 744 | $40.97 | D | 3,610 | D | |
| Common Stock | Jun 3, 2015 | M | 2,250 | $31.25 | A | 5,860 | D | |
| Common Stock | Jun 3, 2015 | S | 2,250 | $40.956 | D | 3,610 | D | |
| Common Stock | Jun 3, 2015 | M | 2,200 | $20.42 | A | 5,810 | D | |
| Common Stock | Jun 3, 2015 | S | 2,200 | $40.976 | D | 3,610 | D | |
| Common StockF1 | holding | — | — | — | 335 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $31.25 | Jun 3, 2015 | M | 2,250 | D | — | May 13, 2018 | Common Stock | 2,250 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $20.42 | Jun 3, 2015 | M | 2,200 | D | — | May 14, 2020 | Common Stock | 2,200 | 8,800 | D |
Explanation of responses
- F1Balance of 401(k) shares is based on a plan statement dated as of May 31, 2015.
- F2The option, representing a right to purchase 9,000 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.
- F3The option, representing a right to purchase 20,000 shares, is exercisable in nine annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.