SEC Form 4 · accession 0000865436-17-000221
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Mackey
Officer — Chief Executive Officer
Period of report
Aug 18, 2017
Accepted (ET)
Aug 28, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2017 | G | 120,000 | $0.00 | D | 658,516 | D | |
| Common StockF1 | Aug 28, 2017 | D | 658,516 | $42.00 | D | 0 | D | |
| Common StockF2,F1 | Aug 28, 2017 | D | 862 | $42.00 | D | 0 | I | by 401(k) Plan |
| Common StockF3,F1 | Aug 28, 2017 | D | 100,000 | $42.00 | D | 0 | I | by Spouse |
| Common StockF1 | Aug 28, 2017 | D | 100,600 | $42.00 | D | 0 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest.
- F2Balance of 401(k) shares is based on a plan statement dated as of July 31, 2017.
- F3The reporting person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.